The firm understands that most securities transactions are technical and complex. We believe that a securities lawyer should make the substance of the transaction understandable to clients in order to permit them to participate in a meaningful way in the many decisions required to complete such a transaction. We also believe that the attorney is generally responsible for coordinating the process between the auditor, the professional fund raisers, if any, the transfer agent, and the other professionals who are involved in the transaction to ensure consistency and uniformity.
The firm has more than thirty years of experience in providing services to clients in securities transactions. We assist clients in connection with the preparation and processing of initial public offerings and other public offerings, reverse merger (shell) transactions, private placements for both debt and equity securities transactions, and fund formations and maintainence.
The firm is also experienced in financing transactions, including investment banking, private equity, venture capital and angel investor transactions. Where appropriate, we also introduce clients to professional funding sources which may be able to finance their transaction. We also assist clients in connection with buy side and sell side M&A transactions.
Additionally, The firm assists securities industry professionals and registrants deal with SEC, FINRA and state regulatory agency investigations and proceedings.
Our mission is to serve and to protect the
interests of our clients and assist in the evolution
and growth of their businesses in today's shifting economic landscape.
21800 Oxnard Street,